Posts Tagged ‘arbitration’

Prepare to Navigate Special Arbitration for Employment Claims in Financial Services Industry

The first stop for any employment claim involving most financial services companies is arbitration governed by Financial Industry Regulatory Authority (“FINRA”), which has its own procedures. Mandatory arbitration controls all employment disputes between FINRA member businesses and their employees who are registered with FINRA. FINRA is an independent regulatory agency that protects investors by ensuring…

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